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Module 07 of 08

Supervision & Reporting

Stay ahead of ongoing supervisory obligations.

Art. 26–31, 40–57, 73

Once authorized, operators face continuous supervisory obligations including incident reporting, periodic reviews, and regulatory communication. Caelex centralizes all reporting requirements and ensures you never miss a deadline.

Key Capabilities

What this module does

Incident Reporting

Structured workflows for mandatory incident reporting with configurable escalation paths and notification timelines.

Audit Trail

Automatic logging of all compliance actions, decisions, and communications for complete audit readiness.

Regulatory Communications

Manage all correspondence with NCAs, EUSPA, and other regulatory bodies in one place.

Periodic Reviews

Automated preparation of periodic compliance reviews and status reports as required by your authorization conditions.

Automation

What we automate for you

Automated incident detection and notification workflows

Compliance status dashboards for all obligations

Pre-generated regulatory response templates

Annual compliance review preparation

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